RIA News

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RIA NEWS APR 06, 2010
TD Bank's profit soars in 1Q -- despite a dip at TD Ameritrade

By Associated Press
RIA NEWS APR 05, 2010
Bear Stearns honchos grilled on collapse

Executives testified today that they did all they could to keep Bear Stearns

By Associated Press
RIA NEWS APR 05, 2010
Buybacks, job report likely to push stocks even higher

The stock market has been on some run of late, with the S&P 500 index up nearly 5% in the first quarter. With cash-rich corporates eyeing stock buybacks, expect more of the same.

By John Goff
RIA NEWS APR 05, 2010
Look out for hidden swap taxes

Buried in the jobs creation law signed by President Barack Obama last month were a number of tax and reporting provisions that have nothing to do with employment opportunities.

By Robert N. Gordon
RIA NEWS APR 05, 2010
Federal Reserve holds rates at record lows, brews internal dissent

The Federal Reserve repeats its pledge to hold interest rates at record lows to foster the economic recovery and ease high unemployment.

By Associated Press
IRS targeting tax evaders at 20 Swiss banks, UBS says
RIA NEWS APR 05, 2010
IRS targeting tax evaders at 20 Swiss banks, UBS says

The bank urges the Swiss parliament to sign a tax treaty with the U.S. -- or risk winding up on Uncle Sam's blacklist

By Associated Press
Buffett lunch: Investment firm set for $1.7M meal with Omaha's Oracle
RIA NEWS APR 05, 2010
Buffett lunch: Investment firm set for $1.7M meal with Omaha's Oracle

The Canadian investment firm that paid $1.68 million last year to win lunch with billionaire investor Warren Buffett is about to collect its prize.

By Associated Press
Credit-counseling group launches site for Hispanics
RIA NEWS APR 04, 2010
Credit-counseling group launches site for Hispanics

Financial literacy has gone bilingual.

By Amanda Fiscina
RIA NEWS APR 02, 2010
Employers added most jobs in three years in March

The nation's economy posted its largest job gain in three years in March, while the unemployment rate remained at 9.7 percent for the third straight month.

By Bloomberg
RIA NEWS APR 02, 2010
Money manager charged in $190M Ponzi scheme

An Apple Valley, Minn., money manager is charged with orchestrating a Ponzi scheme that allegedly defrauded at least 1,000 victims out of $190 million.

By Bloomberg
RIA NEWS APR 02, 2010
IPO market on pace for best two weeks since '07

With five companies slated to go public next week, the initial-public-offering market is on track for its best two-week period since December 2007 — when there were 13 IPOs spread over two weeks.

By Jeff Benjamin
March madness boosts the profile of one small Kentucky advisory firm
RIA NEWS APR 02, 2010
March madness boosts the profile of one small Kentucky advisory firm

Starting today, viewers will be glued to the TV for the NCAA men's basketball tournament. But one financial firm in Kentucky is drawing clients in with its own tourney attraction

By Lisa Shidler
REGULATION AND LEGISLATION APR 02, 2010
Ex-Nebraska fullback to face fraud charges in investment scam

A judge has decided prosecutors have enough evidence to try two former Nebraska City brokers accused of defrauding investors out of more than $20 million.

By Associated Press
RIA NEWS APR 02, 2010
Advisers weigh benefits of new VA products

Now that the days of generous variable annuities are behind them, some advisers are finding ways to fit the revamped, slimmed-down versions into clients' portfolios.

By Darla Mercado
LIFE INSURANCE AND ANNUITIES APR 02, 2010
Saybrus Partners' Brian Laubacker joins The Hartford

Brian Laubacker has joined The Hartford Financial Services Group Inc. Mr. Laubacker will serve as a regional vice president of sales in the western U.S. for The Hartford's individual life insurance division.

By Darla Mercado
LIFE INSURANCE AND ANNUITIES APR 02, 2010
Hartford set to launch new independent agent program

The Hartford Financial Services Group Inc. has begun recruiting independent insurance agents to sell fixed life insurance products while retaining their own autonomy.

By Darla Mercado
RIA NEWS APR 01, 2010
Scottrade names leader of adviser services unit

Scottrade today announced that is has promoted Brian Davis to lead Scottrade Advisor Services.

By Dan Jamieson
RIA NEWS APR 01, 2010
Bullish on bullion? S&P suggests funds that could run if gold keeps its shine

While the price of gold has been rising steadily since 2001 and reached its highest average level ever in 2009, S&P's Metals & Mining equity analyst, Leo Larkin, believes that the price will rise again in 2010, for several reasons.

By Mark Bruno
RIA NEWS APR 01, 2010
Peter Schiff: Market is 'perfectly positioned' for massive dollar sell-off

By late 2009, as the U.S. dollar flirted with multi-year lows against most foreign currencies, big investment players crowded into trades that shorted the greenback.

By Peter Schiff
RETIREMENT PLANNING APR 01, 2010
12(b)-1 fees pay for more than just hand-holding

I have a solution for Lee Feldman's salespeople who are worried about losing their income derived from 12(b)-1 fees (“Keeping 12(b)-1 fees discourages churning,” Feb. 1).

By MFXFeeder