Broker-dealer regulator saw 2.3% decline in investment portfolio.
Avantis Investors has an independent look, but has plenty of support from American Century
The move is a big deal for RIAs, experts say, since TIAA was one of only a few insurers to offer fee-only life policies.
Turnkey asset management platform says it's seeking to raise $100 million in an initial public offering.
Measure prevents funding for Reg BI, but could die in Senate.
The tribe claimed it was unaware of the $11 million in commissions paid to a former Purshe Kaplan Sterling broker.
There are many benefits to milestone planning. Here is what you need to know
Georgetown University Medical Center reveals brutal dynamic governing long-term care in America.
House likely to approve measure that effectively kills rule package, but it faces uphill battle in Senate
As some Democrats campaign to wipe the slate clean, financial planners focus on limiting the amount students borrow.
The settlement is notable due to the relatively small size of the company's plan.
Non-compensation costs have risen to 33% of total expenses, up from 26% in 2014.
Wirehouse advisers fear that they'll have less access to fixed-income investments in the independent space, but the opposite is true.
Advisers working for wirehouses and regional firms control vast amounts of assets that LPL would like to bring under its umbrella.
GPB paid commissions of 9.3%, or $167 million altogether, on the firm's private placements.
Democrats want the Government Accountability Office to examine how brokerage and other financial firms' businesses have changed since the new requirements were vacated last year.
Four-adviser group in Lewes, Del., operates as MCH Wealth Management.
Plan also provides states $48 billion annually to eliminate undergraduate tuition and fees at public colleges and universities
Financial pros argue that a transaction levy will hurt mom and pop investors along with investment houses.
Advisers don't want a replay of 2008 when clients bailed out of the advice industry.
