Industry heavyweight argues the proposal would limit access to investment advice.
Bank of America has dodged a high-profile, $20 million lawsuit brought by NFL star Dwight Freeney, who sued the company and his Merrill Lynch adviser, but the star's attorney says he plans to refile.
Alicia Munnell confesses her "not-so-smart" moves and explains how she recovered. Hint: It had nothing to do with stocks or bonds.
By selling stocks with high or low capital gains, you may be only looking at past performance.
Capturing rollovers, satisfying income seekers in low-interest rate environment.
Brokerage giant is expanding its lineup of proprietary mutual funds for its 12,000 brokers and financial advisers a year and a half after the firm launched its first fund.
The carousel of wirehouse advisers continues to spin.
A top broker in California, Marc D. Lowe was dismissed earlier this month for "inappropriate workplace behavior;" circumstances still unclear.
The largest individual owner of Goldman Sachs stock has a stake in the company worth almost $500 million, plus real estate and a portfolio seeded by cash bonuses and distributions from the bank's private-equity funds.
Even though Morningstar, for the second year in a row, has released its analysis dubbing the DoubleLine Total ReturnBond Fund not-ratable, analyst Sarah Bush is unable to get around pointing out that it's pretty good.
<i>Breakfast with Benjamin</i>: Oil stocks are starting to attract investors seeking safety, and that should be cause for concern.
Claim early only if you really need to; suspend until later if you can afford it.
An increasing number of companies want to identify &mdash; and whisk away &mdash; your excess cash.
Meet Dmitry Naskovets, the con man from Minsk.
Firm agrees to pay up to settle charges that some of its brokers were using titles that did not comply with Massachusetts' senior designation regulations.
Could financial stewardship be used as a higher professional standard of care by advisers?
SmartDeposit pulls funds from clients' accounts based on a predetermined minimum balance and automatically invests them in ETFs.
Financial Engines, Betterment among automated investment services aiming to let their clients use information to inform retirement planning.
