The fiscal policy cycle is turning to a new phase, away from the tremendous stimulus and spending of the past five years to austerity and cuts
Ameriprise workers filed suit in 2011, claiming firm profited from costly plan options
There are three pressing deadlines that Congress is facing and the fiscal cliff is the least scary of those three
Looking for up-to-date info on the financial advice industry? Here's the entire 2013 Databook, in a pdf.
Eagle closes buyout of minority shareholders in quant manager.
As a financial professional, your long-term success is defined by the value you deliver to your clients, and enduring success is often driven by making sure one's business efforts are a clear reflection of personal values. But, where does your broker-dealer stand on values – are they a positive reflection of you and your business? This white paper from Cambridge Investment Research addresses these key questions and more.
Ownership and transition of ownership is one of six trends* that will impact the future of independent advice for the next 10 to 20 years. As rep-advisors' practices become valued into the millions, ownership considerations loom large.
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At the beginning of a crucial period for the eurozone, Invesco Fixed Income Portfolio Manager Michael Siviter outlines the challenges the authorities face.
Why the levies on investment income and ordinary income should be the same
Parties need to solve fiscal cliff dilemma before leaving town.
Distribution of wealth demonized, but research shows it works.
Chance to invest in hard assets can lead to big returns, but rules are complex.
Broker sold Fannie Mae preferred stock despite risk warnings
The New York Stock Exchange's plan to lure more stock orders from individuals was approved by the U.S. Securities and Exchange Commission, dealing a setback to Wall Street firms that increasingly keep the business for themselves
According to a study by Cogent Research LLC, there are stark contrasts between older and younger members of the boomer generation that advisers and asset managers should be aware of.
Vast majority believe fiscal cliff solution will include hike in taxes; not fans of the plans, however
Oracle mocks prediction that hiked rates will deter wealthy from investing; 'imagination'
