RIA News

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RIA NEWS JAN 27, 2013
Mickelson takes mulligan on his tax comments

By Bloomberg
RETIREMENT PLANNING JAN 27, 2013
MetLife's math tweaks VA sales

By Darla Mercado
IRS gives employers a break
RETIREMENT PLANNING JAN 27, 2013
IRS gives employers a break

Long-awaited proposed regulations from the Internal Revenue Service have resolved questions about a key health care reform law provision that would impose stiff penalties on employers not offering coverage.

By Jerry Geisel
RIA NEWS JAN 27, 2013
TD's custody business tops $200B in assets

By DJAMIESON
RIA NEWS JAN 27, 2013
For wealthy, a hard fall off the cliff

By Robert N. Gordon
Delaying Social Security bennies could come back to bite clients
RETIREMENT PLANNING JAN 25, 2013
Delaying Social Security bennies could come back to bite clients

Higher income may render seniors ineligible for subsidized LTC benefits

By Mary Beth Franklin
Flu taking advisers — and clients — down 'like soldiers'
PRACTICE MANAGEMENT JAN 25, 2013
Flu taking advisers — and clients — down 'like soldiers'

Worst outbreak in a decade; some regions recovering, others not yet.

By Liz Skinner
RIA NEWS JAN 25, 2013
Identifying talent is key to moving forward

Succession planning, talent assessment and long-term compensation were the topics that dominated industry conferences and discussions among managing partners.

By Scott Feraro
RIA NEWS JAN 25, 2013
Key tips on getting the most from your salary and review process

The end-of-the-year salary and review process is the perfect time to revisit your firms' human capital strategy and make sure you have programs that develop and retain your talent.

By Kcruz
'Death put' lawyer pleads guilty to fraud charge
RETIREMENT PLANNING JAN 25, 2013
'Death put' lawyer pleads guilty to fraud charge

Caramadre purchased bonds, VAs using identities fraudulently gleaned from the terminally ill

By Darla Mercado
INDEPENDENT BROKER DEALERS JAN 25, 2013
LPL raises fees for second-straight year, cuts incentives

For the second-straight year, LPL plans to raise the fees its reps must pay. The reason? For one, higher insurance costs. The B-D is also cutting some bonuses.

By Bruce Kelly
Bill Gross: Pimco's investment picks and pans
EQUITIES JAN 24, 2013
Bill Gross: Pimco's investment picks and pans

The Pimco chief gives Pimco's investment picks and pans if growth falls below 2%

By Bill Gross
RETIREMENT PLANNING JAN 23, 2013
Former senator to lead insurance regulators' group

Ben Nelson of Nebraska to head up National Association of Insurance Commissioners

By Darla Mercado
Independent RIA route is good way to join the business
RIA NEWS JAN 23, 2013
Independent RIA route is good way to join the business

The independent RIA channel offers attractive opportunities for young people looking to get into the business, but new entrants need to be prepared to put in some effort to find the right fit.

By DJAMIESON
TD Ameritrade gains from brokers' independence movement
RIA NEWS JAN 23, 2013
TD Ameritrade gains from brokers' independence movement

Custody unit claims record 441 breakaway brokers in fiscal 2012, up 27%.

By DJAMIESON
RIA NEWS JAN 22, 2013
Peter Schiff: Why Krugman & Co. is dead wrong about inflation

Pro-stimulus economists are using a flawed measuring stick when dismissing inflationary concerns, according to Euro Pac's CEO

By Bloomberg
RIA NEWS JAN 22, 2013
Mickelson takes mulligan on controversial tax comments

Phil Mickelson may be getting shafted by higher tax rates, but his recent comments on the subject have drawn heat from fans. On Tuesday, the four-time major winner re-teed.

By John Goff
OPINION JAN 22, 2013
You think that was bad? Future recessions will be much worse

With the Fed out of tricks, investors should expect a more volatile economy and market over the next 20 years

By Brad McMillan
FINTECH JAN 21, 2013
Morgan Stanley plans $500 million technology outlay

Attention likely put on 3D, the combined Morgan Stanley-Smith Barney platform.

By Janowski Davis
RIA NEWS JAN 20, 2013
<font color=gray>Inside ETFs Live</font> Edelman reveals most important word for advisers

Delegation key to building a strong team; keep ego in check

By JKEPHART