The registered broker-dealer and RIA is 75% employee owned and advises on $3.5 billion in assets with no plans to court private equity. "We do not view PE as aligned with the long-term culture we’ve worked hard to build," CEO Jameson McFadden says as Wellington Shields celebrates 100 years.
Homrich Berg announces latest hire as it expands into South Carolina.
Modern Wealth's latest deal for a California-based fee-only RIA marks its fourth acquisition of 2025.
"Im glad to see that from a regulatory perspective, we're going to get the ability to show we're responsible [...] we'll have a little bit more freedom to innovate," Farther co-founder Brad Genser told InvestmentNews in light of relaxed AI regulations from the SEC.
Meanwhile, Osaic lures a high-net-worth advisor from Commonwealth in the Pacific Northwest.
The deals, which include its first stake in Ohio, push the national women-led firm up to $47 billion in assets.
Alliance Bernstein's private wealth unit has brought on executives from Envestnet and Wells Fargo while promoting a 25-year veteran from its ranks.
The Dynasty Financial partner firm's latest deal in Connecticut adds roughly $600 million in client assets.
The giant broker dealer and RIA overseeing roughly $554 billion in AUA has appointed a Merrill and BofA alum to support advisor growth.
Financial PR experts offer wealth managers tips on getting the most bang for their marketing or PR bucks.
Advisors to business owners see no drastic tax changes, with some interesting opportunities to explore in their estate and succession planning playbooks.
The Atlanta, Georgia-based national wealth firm revealed its new PE partner as prior backers Wealth Partners Capital Group and HGGC's Aspire Holdings exited their investments.
The latest departures in Ohio mark another setback for the hybrid RIA, which is looking to "expanding its presence across all models and segments of the wealth management industry."
Eliseo Prisno, a former Merrill advisor, allegedly collected unapproved fees from Filipino clients by secretly accessing their accounts at two separate brokerages.
Financial advisor Scott Hampton shares the lessons he and partner Jason Cohen learned after leaving a wirehouse behind and going solo in the final installment of InvestmentNews' new 'Independence Stories' series.
"For a lot of our clients, if your income is affected potentially by the rises and falls with oil prices, we want to consider diversifying your portfolio away from your career risk," Bogart Wealth advisor Patrick Marcinko tells IN.
The Harford, Connecticut-based RIA is expanding into a new market in the mid-Atlantic region while crossing another billion-dollar milestone.
Florida-based RIA Rossby Financial is also bolstering its appeal for tech-focused advisors with a new integration partnership.
Former LPL Financial CEO also joins the growing firm's board.
Financial advisor Peter Bjelopetrovich shares the lessons he learned after leaving his old firm behind and starting anew in the latest installment of InvestmentNews' new 'Independence Stories' series.
