Hub International jumped in two months ago, and already has acquired a shop with $2.5 billion in plan assets.
Three veterans collectively have 70 years of industry experience.
Finra was investigating whether he engaged in prohibited sales activities.
Under a draft proposal being considered by insurance commissioners, agents would be required to put "the interests of the consumer first and foremost."
Loosely defined, a bubble is a rapid increase in an asset price that's not substantiated by its fundamentals.
The future is brighter than the storm clouds of the past
After losing many National Planning Corp. affiliates, company touts the 'keep.'
Annuity sales have hit a 15-year low, primarily due to the Department of Labor's fiduciary rule.
Loosely defined, a bubble is a rapid increase in an asset price that's not substantiated by its fundamentals.
Using 'open MEPs' and auto-IRAs might close the coverage gap and reduce plan costs.
Recruiters say Merrill Lynch, like Morgan Stanley and UBS, has already moved away from the traditional recruiting model and is more apt to leave the protocol than Wells Fargo.
Lincoln Financial Network has moved all of its clearing business to Fidelity, and will partner with the firm on fintech developments.
Legislation would restore Obamacare cost-sharing subsidies, which Trump said last month he would cut off.
Some providers are paying incentive compensation to representatives to promote their managed accounts to participants.
The measure's fate was in doubt until two GOP holdouts, Bob Corker of Tennessee and Ron Johnson of Wisconsin, dropped their objections.
Chairman says it's important that the SEC be involved in coming up with a fiduciary standard that will make investors happy.
Wirehouses are making big bets they can turn "world class" advisers who leave into old laundry.
Smaller shops have benefited from the broker protocol at the expense of larger firms like UBS, experts say
Supporter of regulation calls the postponement 'an effective repeal of the rule.'
Thomas Butch is stepping down, and COO Shawn Mihal is filling the void.
