The DOL also hinted that clean shares may offer an avenue for an additional rule exemption, potentially as a replacement or alternative to BICE.
Proposal would carve through range of federal safety-net programs, but faces rejection by lawmakers from both parties.
Father-and-son team based in Omaha, Neb., remain in employee channel.
Former Wells Fargo broker consents to Finra ban for improper transfers from customer accounts.
Many advisory firms have been progressing in changes required to meet the new regulation, despite the first delay and a broader review that continues.
It won't be delayed beyond June 9, but there could still be wholesale changes to the rule in the future. (<b>More:</b>​ <a href="http://www.investmentnews.com/gallery/20170523/FREE/523009998/PH" style="color:#b10816" target="_blank">DOL Fiduciary Rule: What you need to know about Acosta's decision) </a>
Big DOL fiduciary rule news requires a big reaction &mdash; at least on Twitter. Here's what people were saying about the news that the rule will become applicable beginning June 9
Large brokerage firms are updating technology to get a better understanding of clients in real time, to augment advisers' service and improve client experience.
Congress might double contribution limits separately if health care bill falls apart in Senate, consultant says.
Inflation worries grow, but still rank at bottom, Fidelity says.
It would be the ninth state to pass legislation creating a plan, and differs from other states' auto-IRA and marketplace approaches.
Former assistant Labor secretary who crafted the rule says President Trump won't be able to get rid of it simply because he doesn't like it.
Advisers forming RIA in West Palm Beach, Fla.
Five-person group based in Reading, Pa., affiliates with hybrid arm.
A quick post-mortem of this year's filings could lay the groundwork for the rest of 2017 and beyond.
Labor Secretary finds no legal basis to delay implementation; rule to become applicable June 9
Advisers argue they need to see participant information to do holistic planning and be fiduciaries.
The central goal shouldn't be education, but rather lasting ways to change unhealthy behaviors
Clients are looking for more when it comes to participant education, communication, investment reporting and investment results.
Interest in aggregator firms focused on 401(k) plans has grown, but advisers must weigh what they'd be sacrificing and gaining through such arrangements.
