SEC increases enforcement actions, imposes second-highest amount of penalties
'Last fiscal year’s results demonstrate yet again the Division’s effectiveness,’ says SEC Chair Gary Gensler.
The SEC took the most enforcement actions for violations of securities laws in four years during its latest fiscal year and ordered the second-highest amount of money related to those actions in history, the agency announced Tuesday.
The Securities and Exchange Commission filed 784 enforcement ac
Learn more about reprints and licensing for this article.