A 12-person team, including five advisers who managed $1.8 billion at UBS, has joined Venture Visionary Partners, a Toledo, Ohio-based registered investment adviser. The addition brings total staff at Venture to 28 and assets under management to $3.7 billion.
The advisers joining VVP partners are Robert S. Loeb, James J. Porea, John D. Spengler, Bradford G. Dolgin and Craig A. Warnimont.
Venture Visionary Partners was founded last year by Craig Findley, himself a breakaway broker from UBS. The firm uses Charles Schwab as its custodian and is a member of Dynasty Financial Partners.
See the latest Advisers on the Move here.
Elsewhere in Utah, Raymond James also welcomed another experienced advisor from D.A. Davidson.
A federal appeals court says UBS can’t force arbitration in a trustee lawsuit over alleged fiduciary breaches involving millions in charitable assets.
NorthRock Partners' second deal of 2025 expands its Bay Area presence with a planning practice for tech professionals, entrepreneurs, and business owners.
Rather than big projects and ambitious revamps, a few small but consequential tweaks could make all the difference while still leaving time for well-deserved days off.
Hadley, whose time at Goldman included working with newly appointed CEO Larry Restieri, will lead the firm's efforts at advisor engagement, growth initiatives, and practice management support.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
