Carolin Botzenhardt, who managed $100 million at Wells Fargo Advisors in San Diego, has joined the La Jolla, California, branch office of UBS Private Wealth Management.
Botzenhardt, who had been with Wells Fargo for five years, earlier spent 15 years with Deutsche Bank Securities.
Botzenhardt’s areas of expertise include investment management, trust and estate planning, residential, commercial and structured lending solutions, as well as capital markets and foreign exchange, UBS said in a press release Monday.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
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Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
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