On this episode of InvestmentNews TV, host James Burton sits down with James Sahagian, from Stewart Partners Global Advisory, Jeffrey Dehaan, from Private Wealth Management, Clearwater Capital Partners, and Jerit Tripp, from Gilbert & Cook Private Wealth Management for a timely conversation on “Mastering Compliance” as advisory firms face accelerating regulatory change and fast-moving technology. From AI-driven fraud like voice imitation to cyber and client-data security, marketing testimonials, and building a firm-wide compliance culture (including the pros and cons of outsourced CCO support), the panel breaks down what’s changing now—and what advisors can do to stay prepared.
