Robert Loupee and Michael Graziani, who managed $475 million at UBS, have joined RBC Wealth Management in Bloomfield Hills, Michigan.
Loupee spent nine years at UBS after a 32-year career at Merrill Lynch. Graziani also spent nine years at UBS after 16 years at Merrill Lynch.
The team includes Barbara Pesci, the senior client associate, who has more than 30 years of experience.
Blue Anchor Capital Management and Pickett also purchased “highly aggressive and volatile” securities, according to the order.
Reshuffle provides strong indication of where the regulator's priorities now lie.
Goldman Sachs Asset Management report reveals sharpened focus on annuities.
Ahead of Father's Day, InvestmentNews speaks with Andrew Crowell.
Cerulli research finds nearly two-thirds of active retirement plan participants are unadvised, opening a potential engagement opportunity.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today’s choppy market waters, says Myles Lambert, Brighthouse Financial.
How intelliflo aims to solve advisors' top tech headaches—without sacrificing the personal touch clients crave
