| Wirehouse | Q3 2011 | % change vs. Q4 2010 | % change vs. Q3 2010 |
|---|---|---|---|
| Bank of America Merrill Lynch | 16,722 | 7.8% | 8.0% |
| Morgan Stanley Smith Barney | 17,2911 | -4.2% | -4.6% |
| Wells Fargo Advisors | 15,188 | -0.3% | 1.0% |
| UBS Wealth Management, Americas | 6,913 | 1.7% | 1.9% |
| Total | 56,114 |
| Wirehouse | Q3 2011 | % change vs. Q4 2010 | % change vs. Q3 2010 |
|---|---|---|---|
| Bank of America Merrill Lynch | $1,452.1 | -4.2% | -1.0% |
| Morgan Stanley Smith Barney | $1,564.0 | -6.3% | -2.4% |
| Wells Fargo Advisors | $1,100.0 | -4.3% | 3.1% |
| UBS Wealth Management, Americas | $686.0 | -7.0% | -7.7% |
| Total | $4,802.1 |
| Wirehouse | Q3 2011 | % change vs. Q4 2010 | % change vs. Q3 2010 |
|---|---|---|---|
| Bank of America Merrill Lynch | $86.8 | -11.1% | -8.3% |
| Morgan Stanley Smith Barney | $90.5 | -2.2% | 2.2% |
| Wells Fargo Advisors | $72.4 | -4.0% | 2.1% |
| UBS Wealth Management, Americas | $99.2 | -8.6% | -9.4% |
| Total | $348.9 |
| Wirehouse | Q3 2011 | % change vs. Q4 2010 | % change vs. Q3 2010 |
|---|---|---|---|
| Bank of America Merrill Lynch | $892.0 | -2.3% | 5.4% |
| Morgan Stanley Smith Barney | $747.0 | 0.7% | 8.9% |
| Wells Fargo Advisors | N/A | N/A | N/A |
| UBS Wealth Management, Americas | N/A | N/A | N/A |
A slow drip of disclosures, an executive exit, and a stock that fell hard before the suit landed
New research finds unpaid caregivers are more likely to struggle with debt, lower savings and diminished retirement confidence than non-caregivers.
Large broker-dealers and registered investment advisors have, since 2020, been developing or sticking to strategies and tactics to combat the pain of intense, short-term market volatility
Centaurus Financial touts its independence as a key selling point at a time when many firms are being swallowed up.
New TIAA Institute research finds professional guidance narrows the gap between retirement dreams and reality.
Northern Trust’s Ken Lassner shows advisors how to convert volatility into after-tax portfolio gains
Dan Biagini of American Equity says the steady decline of pensions, longer lifespans and a reset in interest rates are rewriting how advisors build retirement income
