Working to get Reg BI implemented
Open lines of dialogue will be crucial in identifying the key issues that are most in need of clarification
We were very pleased when the SEC's new common standard of care for all advisers, Reg BI, was passed as a formal rule.
While we approved of the rule's approach to protecting investors, improving disclosure and mitigating potential conflicts of interest, we also knew from the start that firms, advis
Learn more about reprints and licensing for this article.