Securities and Exchange Commission members also reiterate their concerns about virtual money.
A system for backing up bank accounts is expanding to include other nest eggs.
New York Gov. Cuomo promises to sue federal government, make changes in state tax code.
John Hancock, Transamerica, State Street and Russell Investments have deals with the software provider.
As the regulator becomes more transparent, it may also become more fair on arbitration and enforcement.
Jamie Hopkins, associate professor of taxation at the American College of Financial Services, offers guidance.
Fiduciary advocates hope Democrats will continue to hold the line against the provision
This month's edition kicks off with the big news that the Center for Research in Security Prices (CRSP) is working with Vanguard to put its Total Stock Market Index (along with several others) on a publicly available blockchain.
Other companies, including TIAA and New York Life, settled self-dealing suits for millions of dollars in 2017.
Junxure users will continue to be supported, and gain access to AdvisorEngine tools.
The SEC likely will adopt the DOL's definition of fiduciary, and put a rule in place by the end of 2019.
Advisers must overcome three barriers in order to serve clients' values
Senior reporter Mark Schoeff Jr. speaks with Investment Adviser Association CEO Karen Barr about what's to come now that the SEC has a full commission, including how the agency might proceed on its fiduciary rule.
Independent advisers and investment clients fared much better than the DOL rule and robo platforms.
Advisers considering independence have new, high-tech options
Tyrone Pang was terminated for accepting a customer's check made payable to himself for an insurance premium payment.
The tax-advantaged retirement vehicle has grown in popularity among advisers and clients, despite obstacles.
Pay attention to new rules for the "individual mandate" requirement and the medical expense deduction floor.
The backlog for appealing an adverse decision before an administrative law judge averages 605 days.
Tax experts scramble to understand full implications of the 500-page law which is anything but simple.
