A five-woman advisory team managing $335 million at Morgan Stanley has joined Janney Montgomery Scott in Berwyn, Pennsylvania. Known as The Dupre Keating Group, the team also will maintain a presence at Janney’s Lewes, Delaware, office.
Led by Dawn Dupre and Megan Keating, team advisers include Mary Anne Perrone and Sarah Smith, as well as Kathleen Fisher, a longtime associate.
Ms. Dupre began her securities career in 1993 at Capital Brokerage Corp. She worked at five firms before joining Morgan Stanley in 2013.
Ms. Keating began her career in 2001 at Merrill Lynch. She joined Morgan Stanley in 2009.
While industry statistics pointing to a succession crisis can cause alarm, advisor-owners should be free to consider a middle path between staying solo and catching the surging wave of M&A.
New joint research by T. Rowe Price, MIT, and Stanford University finds more diverse asset allocations among older participants.
With its asset pipeline bursting past $13 billion, Farther is looking to build more momentum with three new managing directors.
A Department of Labor proposal to scrap a regulatory provision under ERISA could create uncertainty for fiduciaries, the trade association argues.
"We continue to feel confident about our ability to capture 90%," LPL CEO Rich Steinmeier told analysts during the firm's 2nd quarter earnings call.
Orion's Tom Wilson on delivering coordinated, high-touch service in a world where returns alone no longer set you apart.
Barely a decade old, registered index-linked annuities have quickly surged in popularity, thanks to their unique blend of protection and growth potential—an appealing option for investors looking to chart a steadier course through today's choppy market waters, says Myles Lambert, Brighthouse Financial.
