Bellevue, Washington-based iCap focused on developing apartment buildings and stand-alone real estate.
'The financial advisor recommended he put the entire amount in GWG L bonds,' the claimant's attorney says.
'We are starting to pound the table a little bit about listed REITs,' says Rich Hill of Cohen & Steers.
Innovayte is targeting RIAs with $100 million to $800 million in assets and will be led by Catherine “Cat” Davies, a clearing and custody industry veteran.
Analysts forecast an $8 trillion surge in the next five years.
"It’s frustrating to see Finra charging brokers after the nail is in the coffin of [clients'] portfolios," one attorney says.
The crypto exchange collapse is being played out in court.
The platform will provide advisors with secure and regulated access to digital assets.
Regulator cannot challenge federal court judge’s ruling on Ripple Labs’ digital currency.
The $60B AUM fund is reportedly mulling investing with a third party to unlock access to more than 100 investing teams.
The top performing A-lister has seen triple-digit returns on their net worth.
Galvin cites Fidelity's “half-hearted and lackadaisical attitude” on approving clients to trade risky securities.
But advisors who want crypto ETFs are waiting for spot products, observers say.
Many investors may shy away from such funds because of their fees.
The regulator has paused decisions ahead of a government shutdown.
'I intend to vigorously defend myself against these claims,' broker Tony Barouti states.
Once hailed as the exciting new thing in digital assets, non-fungible tokens have slumped.
Transparency and lack of liquidity is concerning some institutional investors.
After GTCR's 2020 deal for a portion of the RIA, additional private equity money will help the firm continue its buying streak.
The firm is widening its digital assets offering to institutional investors.
