Alternatives

Displaying 4384 results
ALTERNATIVES JAN 12, 2017
Hedge funds take the 'short' out of long-short strategy

Many hedge funds have decided to toss the short side of their strategy and stick with the long side to avoid getting singed in a hot market.

By Bloomberg
ALTERNATIVES JAN 11, 2017
Changing direction, FS Investments launching a nontraded REIT

The company, formerly known as Franklin Square, filed a registration with the SEC Monday for a $2.5 billion commercial mortgage nontraded real estate investment trust.

By Bruce Kelly
Fred Alger Management scoops up Boston-based asset manager
EQUITIES JAN 11, 2017
Fred Alger Management scoops up Boston-based asset manager

Boutique shop Weatherbie Capital will manage a couple of Alger's mutual funds.

By Jeff Benjamin
Ex-CFO at REIT formerly controlled by Nicholas Schorsch pleads not guilty to securities fraud, other charges
ALTERNATIVES JAN 11, 2017
Ex-CFO at REIT formerly controlled by Nicholas Schorsch pleads not guilty to securities fraud, other charges

Arraigned in federal court Wednesday, Brian S. Block's trial date is set for May 15.

By Bruce Kelly
Nicholas Schorsch could be in government's cross-hairs
ALTERNATIVES JAN 11, 2017
Nicholas Schorsch could be in government's cross-hairs

Securities attorneys say prosecutors may try to 'flip' indicted CFO Brian S. Block to get to former REIT czar. <b><i>(More: <a href=&quot;http://www.investmentnews.com/article/20150921/FEATURE/150919894/how-nick-schorsch-lost-his-mojo&quot;_blank&quot;>How Nick Schorsch lost his mojo</a>)</i></b>

By Bruce Kelly
ALTERNATIVES JAN 05, 2017
Smart-beta returns track their Morningstar categories

A few are just a bit smarter than the average.

By John Waggoner
Troubled Texas REIT sends confusing signals to shareholders
ALTERNATIVES DEC 27, 2016
Troubled Texas REIT sends confusing signals to shareholders

Shareholders of United Development Funds, which hasn't filed financial reports for more than a year, are in a state of limbo, according to a plaintiff's attorney.

By Bruce Kelly
Nontraded BDC sales sink like a stone in 2016
ALTERNATIVES DEC 27, 2016
Nontraded BDC sales sink like a stone in 2016

Regulation, performance and market forces have combined to curtail fundraising this year.

By Bruce Kelly
Small broker-dealer owner settles with Finra over allegations of concentrating clients in illiquid alts
ALTERNATIVES DEC 27, 2016
Small broker-dealer owner settles with Finra over allegations of concentrating clients in illiquid alts

Jason Vanclef was also accused of promoting his business through a book he had written that the regulator said made false claims about alternative investments

By Bruce Kelly
REIT investors brace for a December rate hike
EQUITIES DEC 27, 2016
REIT investors brace for a December rate hike

Riding out the short term for the longer-term upside.

By Jeff Benjamin
Payroll problems dog small nontraded REIT
ALTERNATIVES DEC 15, 2016
Payroll problems dog small nontraded REIT

First Capital Real Estate Trust, formerly known as United Realty Capital Trust, has also missed filing financial statements with the SEC for more than a year and recently cut its dividend to investors.

By Bruce Kelly
SEC hits troubled Texas REIT with Wells notice
ALTERNATIVES NOV 23, 2016
SEC hits troubled Texas REIT with Wells notice

SEC makes preliminary determination for a possible enforcement action against UDF IV as Nasdaq moves to delist the REIT's shares.

By Bruce Kelly
Alternative strategies fight index investors while longing for a 'black swan' event
EQUITIES NOV 22, 2016
Alternative strategies fight index investors while longing for a 'black swan' event

Analysts, advisers struggle with when, where and why to use alts

By Jeff Benjamin
When talking to clients about alternative investments, keep it simple: experts
ALTERNATIVES NOV 22, 2016
When talking to clients about alternative investments, keep it simple: experts

Also remind clients that performance is &#8220;manager-dependent instead of market-dependent,&#8221; says Blackstone's Avi Sharon.

By Jeff Benjamin
Texas regulator bans adviser from selling alts, including nontraded REITs
ALTERNATIVES NOV 22, 2016
Texas regulator bans adviser from selling alts, including nontraded REITs

Adviser loaded up client with alts beyond what his risk profile indicated, according to state agency.

By Bruce Kelly
Raymond James gains alternative investments with Alex. Brown deal
EQUITIES NOV 21, 2016
Raymond James gains alternative investments with Alex. Brown deal

Raymond James clients will have opportunity to invest in private-equity and hedge funds

By Christine Idzelis
Morningstar to create new style box for liquid alt funds
EQUITIES NOV 17, 2016
Morningstar to create new style box for liquid alt funds

It will help advisers and investors measure correlation and volatility of past returns.

By Jeff Benjamin
SEC uses F-Squared saga to drive home due diligence message
ALTERNATIVES NOV 10, 2016
SEC uses F-Squared saga to drive home due diligence message

Telling advisers to never assume enough is enough when it comes to research.

By Jeff Benjamin
Advisers brace for the transition toward a President Trump
EQUITIES NOV 10, 2016
Advisers brace for the transition toward a President Trump

Republican power balance puts DOL rule into question

By Jeff Benjamin
ALTERNATIVES NOV 07, 2016
SEC uses big data to make $15-million case against UBS for improper complex products sales

The agency said that for the first time it used a coding technique against a broker-dealer to identify potential unsuitable transactions.

By Mark Schoeff Jr.