Landmark settlement finds the retail investing platform violated consumer protection laws by falsely representing its trading and custody practices.
The federal securities regulator earns praise from industry groups as its legal battle for private fund disclosure requirements comes to an end.
US-listed ETFs raked in $75B, five times over the same period in 2023, amid an investor frenzy that cut across styles and asset classes.
Around half of the assets held by a private fund advised by the Florida-based firm were lost in 2022 amid the collapse of FTX, according to the SEC.
With crypto assets soaring to $2.3T in market value, the number of crypto centi-billionaires has grown 79 percent.
"The appetite by financial advisors for private equity funds is super high right now," says one industry executive.
June snapshot survey by DACFP reveals more financial professionals pitching crypto exposure to their clients.
Ratings agency demotes mortgage-backed debt to junk status on rising expectations of interest-payment shortfalls.
Alternative asset managers weigh in on the most valued types of education for financial advisors.
The firm has secured a $25M funding commitment to support its push to build a unique next-gen approach to asset management.
The alternative investment giant sees private markets growing rapidly through 2032 as retail interest increases and public market returns slow down.
The firm’s latest partnership expands on its efforts to give advisors at its IBD unit a more diversified investment menu.
Index Industry Association survey reveals growing adoption of AI tools, tempered ESG expectations, and evolving demands for index providers.
The first spot-price ether ETFs have been out for a month, during which time investors pulled money from the biggest product and prices dropped 20 percent.
Private credit brings risks but do the risks outweigh the rewards? Advisors weigh in.
The practice of loading up companies with junk debt has sparked concerns from some watching the private equity space.
The two Wall Street giants have substantial stakes, but a closer reading of their disclosures suggest different stances on the alternative ETF class.
The global asset manager’s latest executive hire will be in charge of developing its global alts strategy, with a special focus on private markets.
The cannabis industry offers high risk rewards and proposed reclassification could improve profitably and access to capital.
The hybrid RIA is helping partner firms brush up on alternative investments through its new SWAP initiative.
