New list includes offerings to meet advisers' needs, reflect market action.
New CEO calls Finra charges 'severe' and 'troubling.'
What Jeff's reading today: Jail time for adviser who ripped off her NFL linebacker client, plus: the taper question, 98% chance of a market crash next year, the yen-dollar trade, New Yorkers dodge taxes, and (surprise!) Congress wastes your money.
Real estate investor in 'unique position' to get deal done.
In SEC filings, three Apple REITS say they are considering a merger. No timetable for a decision has been set.
Liquidity party kicks off for shareholders; Chambers Street Properties up next with planned IPO.
Another B-D is cutting sales of a fast-selling American Realty Capital REIT. This time, it's not about overconcentration.
Investor recovery pool for failed private placements balloons by $105 million. Bruce Kelly has the details.
Offering uses strategy modeled after existing SMA; alternative to long-short equity investing
Fund assets now up to $2.41T; investment gains the big contributor.
Fear-monger logic falls short
Regulators in Ohio have issued a cease-and-desist order against a nontraded REIT for pricing shenanigans. Bruce Kelly reports.
Actions compromised independence of embattled broker-dealer, TNP Securities, Finra says.
W.P. Carey is the latest nontraded REIT to join in the liquidity event frenzy, the sixth such REIT so far in 2013. The merger deal, if approved by shareholders, could mean a big premium.
Securities America, citing risk of overconcentration, ends sales of one of REIT maven Nicholas Schorsch's biggest-selling funds.
