Fidelity Investments bought into the ride-sharing company ahead of the upcoming IPO.
Dallas-based asset manager road tests a fee model that might be too complex for some investors to grasp.
NFP Corp. is buying Bronfman Rothschild to combine with Sontag Advisory
The trick is finding the balance of smooth automation combined with the human touch
The pace is expected to pick up as big firms seek to get even bigger and older advisers look to cash out.
Some advisers still crank out quarterly newsletters for clients, while critics say the effort just lines the bottom of bird cages.
Critics worry the regulator might be sending mixed messages about any dependence on fines.
When the need arose, Tobias Financial was able to trigger the plan that it had put in place a few years early.
A Kitces blog post implying potential fraud and embezzlement triggers a biting FPA response.
There's growing interest among plan participants, but reluctance to add funds that take into account environmental, social and governance factors persists.
