Raymond James also lured another ex-Edward Jones advisor in South Carolina, while LPL welcomed a mother-and-son team from Edward Jones and Thrivent.
Schwab canceled a planned campaign promoting in-house services to investors with $1 million or more in Schwab retail accounts, following advisor concerns about overstepping into RIA relationships. The clients Schwab aimed to target also have assets in Schwab's RIA custody channel.
The privately backed RIA's newest partner firm brings $850 million in assets while giving it a new foothold in the Salt Lake City region.
Trump's Big Beautiful Act includes a number of estate planning and tax deductions wealth managers are now sorting through for clients.
The Chicago-based RIA and multi-family office promoted industry veterans, including one of its founding partners, as its new investment and operating chiefs.
The $139 billion TAMP has hired industry veteran Phil Rogerson, unveils $10 million commitment for strategic expansion in North Carolina.
Michael Bell explains how the PE push in retirement plans may benefit investors, why warnings around risks may be overplayed, and what it will take to get plan fiduciaries comfortable with private investments.
Wealth managers weigh in on their fixed income positioning ahead of this week's FOMC meeting.
Meanwhile, a father-son pair of advisors and ex-marines from ex-Edward Jones gives Kingsview its newest location in Arkansas.
Recognize outstanding talent in wealth management before nominations close on August 1.
The $117 billion mega-RIA Wealth Enhancement says advisors who emphasize tax and trust planning can command higher fees. "We're actually seeing slight fee expansion within our organization," Wealth Enhancement's Dean Smith told InvestmentNews.
Elsewhere, $1.5 billion 49 Financial added an Ameriprise exec to its leadership, while Centurion Wealth Management announces a merger in Virginia.
Latest firm-hopping announcements include advisors in California, Tennessee.
Meanwhile, Cetera has boosted its own recruitment numbers with new additions from LPL and Osaic.
Commerce Street Holdings has also hired a retirement industry veteran in the DFW region to bolster growth in its retirement division.
The organization overseeing the CFP mark is looking for its next chief executive as Kevin Keller is set to step down in April next year.
Unprecedented advisor movement and M&A activity is a challenge for wealth management firms and advisors to preach continuity and progressive client services, according to new research.
Some parts of the industry have stronger representation than others, report shows.
The new offerings, including managed options on Franklin's canvas platform, come as managed account assets surge in the US to hit $13.7 trillion.
Private equity players are creating more and more vehicles that are available to wealth managers. Financial advisors name some of their favorites.
