Eric Franklin, who started Prospero Wealth after a career at Amazon, says Washington's new millionaire tax has clients discussing moves and could eventually push his own RIA to relocate.

In leaving the wirehouse model for an RIA, Jason Stephens says Evertern Wealth can now “have tailored planning software, tailored reporting software that’s very sophisticated for our clientele.”

Strategic Retirement Plans becomes at least the fifth former Commonwealth practice to leave for Merit Financial Advisors since Commonwealth's sale to LPL last year.

Vitals AI, spun out of Csenge Advisory Group, is closing after running into the technical and financial burden of integrating with the fragmented advisor tech stack landscape.

The lawsuit comes amid a string of recent cyberattacks against wealth firms including Mercer Advisors, Edelman Financial Engines, Beacon Pointe, CW Advisors, Betterment, Pathstone, EP Wealth, Cetera and Ameriprise.

As Michael Jordan's 23XI Racing drives Robinhood-sponsored cars to the top of the NASCAR standings, fans can also use Robinhood's app to wager on race outcomes and other sporting events.

After bringing in The Carlyle Group as majority owner, MAI CEO Rick Buoncore expects the $73 billion RIA to target another wave of Evoke Advisors-scale deals as it expands into new markets.

Hamilton Capital CIO Alonso Munoz says athletes lack mechanisms to defer NIL income and suggests allowing them to participate in university-style retirement plans.

Iranian attacks are disrupting Dubai’s financial operations, prompting advisors to assist with client exit planning. “We faced a client wanting to move out of Dubai with physical assets such as gold, which became effectively immobile,” says Wealthspire’s Joshua Shoshan.

WealthReach’s Attract monitors an RIA's website to produce automated content and landing pages designed to boost a firm's visibility on Google, ChatGPT and other AI platforms.