Bloomberg

Bloomberg
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RIA NEWS SEP 04, 2008
Advisers' suit against Ameriprise tossed

Ameriprise Financial Inc. has defeated a group of advisers who sought a class action alleging that, because the company recently changed its name, the power of its brand had been diminished.

ALTERNATIVES SEP 03, 2008
Morgan Stanley forms $10B real estate fund

The Morgan Stanley Real Estate Fund VII Global will invest at least $1.46 billion in China over the next few years.

ALTERNATIVES SEP 03, 2008
Janus launches fund of funds

Janus Capital Group Inc. today launched Janus Adviser Modular Portfolio Construction Fund (JSMPX), a fund of funds.

RIA NEWS SEP 03, 2008
Ex-broker stole $1.4M from couple, panel finds

Facing jail time, a former branch manager for Banc of America Investment Services Inc. and A.G. Edwards & Sons Inc. owes two former clients $4.5 million after losing an arbitration claim last month.

MUTUAL FUNDS SEP 03, 2008
Munder to liquidate $9 billion in funds

Munder Capital Management Inc. has announced plans to exit the money market mutual fund business.

RIA NEWS SEP 03, 2008
Ex-Credit Suisse brokers charged in $1B scam

Two former Credit Suisse brokers were charged today with defrauding their customers by making more than $1 billion in unauthorized purchases of subprime-related auction rate securities.

RIA NEWS SEP 03, 2008
Russell 2000 Index bloomed in August

Small-cap companies in the Russell 2000 Index climbed 3.6% during August, turning out a positive return for every sector, according to Russell Investments of Tacoma, Wash.

RIA NEWS SEP 02, 2008
Ladenburg lures vets to focus on Gen X/Y

Ladenburg Thalmann continued its expansion into the independent-contractor B-D industry by snagging two managers from Ameriprise Financial.

MUTUAL FUNDS SEP 02, 2008
Henderson launches Future Fund

Henderson Global Investors, the Hartford, Conn.-based unit of Henderson Global Investors Ltd. of London, has launched the Henderson Industries of the Future Fund.

RIA NEWS SEP 02, 2008
Individual equity ownership at low ebb

Retail ownership of U.S equities is at a record low, according to The Conference Board Inc.