Bloomberg

Bloomberg
Displaying 13176 results
FINTECH OCT 16, 2007
BATS available via SFTI

A subsidiary of NYSE Euronext announced that connectivity to the BATS market center is available via the Secure Financial Transaction Infrastructure.

WIREHOUSES OCT 16, 2007
CFO's job not in peril, says Merrill

Merrill Lynch is stoutly denying that its finance chief, Jeffrey Edwards, will get the boot.

RIA NEWS OCT 16, 2007
'Full recovery' a ways off, says Bernanke

Market uncertainty remains unusually high as a result of subprime-mortgage turmoil, the Fed chief said last night.

FINTECH OCT 15, 2007
Advisers offered new rating yardstick

Financial advisers who are frustrated over perceived shortcomings in mutual-fund- rating systems soon will have a new prism through which to view funds.

INDEPENDENT BROKER DEALERS OCT 15, 2007
Top-producing rep under scrutiny by Michigan regulator

One of the nation's top-producing independent brokers is under investigation by Michigan securities regulators.

ETFS OCT 15, 2007
State Street spins out more SPDRs

State Street Global Advisors today launched three new fixed-income exchange traded funds on the American Stock Exchange.

FIXED INCOME OCT 15, 2007
Muni board aims to boost transparency

The Municipal Securities Rulemaking Board will consider amending Rule G-14 to heighten securities’ transparency.

FINTECH OCT 15, 2007
Time for second look at SMA platforms

Independent advisers who are interested in separately managed account platforms but have always thought they were too expensive may want to take a fresh look at what is out there today.

FINTECH OCT 15, 2007
Schwab survey of advisers shows the path to growth

The financial advisers with the fastest-growing businesses aren't succeeding by accident.

ETFS OCT 15, 2007
ETFs face loss of seed money

Hundreds of exchange traded funds may not see the light of day, because seed capital for such funds is drying up.