Nebraska insurance director L.Tim Wagner died on Tuesday, according to the National Association of Insurance Commissioners.
One of the nation's top producing registered reps is under investigation by Michigan securities regulators.
Merrill Lynch will hire 250 people by the end of 2008 to staff a new technology center in Toronto.
Hedge fund investors are likely to get burned, said John Gunn, chief executive of Dodge & Cox.
Pershing announced that its broker-dealer customers can now access its NetExchange Pro online account management platform on the Apple iPhone.
ETF assets increased by 9.7% in September, as 15 new funds were launched, according to State Street.
The Treasury is weighing a number of guidance projects, including one on hedge funds’ tax treatment of management fees.
The private-equity tax hike will not go gentle into that good night, according to published reports.
House Republicans have introduced a bill that would repeal the AMT with an optional “simplified tax.”
Despite faltering performance for hedge funds in the last few months, fees aren't dropping anytime soon, Reuters reported.