NAPFA has teamed up with the Hueler to launch a platform that allows fee-only planners to purchase institutionally priced annuities for their clients.
Chief executive Eric Schwartz is handing the title of president to chief operations officer Amy Webber.
The firm, with $100 million in assets under management, focuses on introducing exchange traded funds.
The SEC has voted to give some non-discretionary advisory accounts limited relief from principal trading restrictions.
It aims to streamline the process of obtaining fund prospectus information while expanding its Mutual Fund Profile Service.
FRM, a London-based global hedge fund manager, will transition its assets to JPMorgan Hedge Fund Services.
The registered investment adviser will pay $32.5 million to settle market-timing charges with the SEC.
Goldman's Global Alpha managers sent a letter to investors saying they would keep the fund open.
It’s the latest chapter in whether insurers can sue participants in a municipal bond transactions for securities fraud.
The regulator is probing for relationships between managers, employees, family members and public companies.
