Bloomberg

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INDEPENDENT BROKER DEALERS JUN 18, 2007
Raymond James unit gives bonuses to big producers

In an effort to charge up its top registered representatives and financial advisers, Raymond James Financial Services Inc. is giving bonuses to its biggest-producing brokers.

ETFS JUN 18, 2007
Rydex said to trumpet its ETFs to potential buyers

PHILADELPHIA — Rydex Investments is emphasizing its exchange traded funds in talks with firms interested in acquiring the company, according to sources.

RIA NEWS JUN 18, 2007
Company-stock tax strategy poses opportunity and risk

CHICAGO — According to a recent report, there is ample opportunity for financial advisers to work with clients who own company stock using a little-known technique called net unrealized appreciation.

RIA NEWS JUN 18, 2007
Fundamentals-based index fund has goods, struggles for attention

BOSTON — Gerald Sullivan’s Industry Leaders Fund boasts Lipper Leader designations, four stars from Morningstar Inc., a solid eight-year-plus track record and an investment process patented by the U.S. government.

RIA NEWS JUN 18, 2007
Sun will shine on solar-energy investing, report says

WASHINGTON — Solar energy is emerging as an investment opportunity, with technology improving and costs predicted to drop.

INDEPENDENT BROKER DEALERS JUN 15, 2007
Edwards, Wachovia reps get package details

Brokers at A.G. Edwards and Wachovia Securities got details of their retention packages today.

ETFS JUN 15, 2007
Barclays unveils international index ETF

Barclays Global Investors of San Francisco has launched the iShares Dow Jones EPAC Select Dividend Index ETF on NYSE Arca today.

MUTUAL FUNDS JUN 15, 2007
Firm tax may lead to fund tax

Taxing some private equity firms as corporations could result in the funds themselves being taxed the same way.

WIREHOUSES JUN 15, 2007
Morgan said to eye China fund co.'s

Morgan Stanley is looking at investing in between two and three fund-management companies in China, according to MarketWatch.

WIREHOUSES JUN 15, 2007
Lehman raises $1.5B for fund of funds

Lehman Brothers Holdings Inc. said that it has raised $1.5 billion for its new Lehman Crossroads Fund XVIII fund-of-funds.