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Movie director's family office looks at investments through an ESG lens
INVESTING ALTERNATIVES JUN 03, 2019
Movie director's family office looks at investments through an ESG lens

James Cameron and his wife are focused on companies involved in plant-based nutrition.

New W-4 form aims to prevent tax refund surprises
RIAS RIA NEWS MAY 31, 2019
New W-4 form aims to prevent tax refund surprises

But the redesigned withholding form won't be available until next year.

JPMorgan Chase to pay $5 million in parental-leave discrimination claim
ADVISOR NEWS REGULATION AND LEGISLATION MAY 30, 2019
JPMorgan Chase to pay $5 million in parental-leave discrimination claim

Bank's policy "relies on and enforces sex-based stereotypes" according to male employee

Is Roth participation in DC plans being suppressed by record keepers?
ADVISOR NEWS RETIREMENT PLANNING MAY 30, 2019
Is Roth participation in DC plans being suppressed by record keepers?

For a large portion of DC plan participants, a Roth plan might be better than a traditional plan. But few participants choose the Roth option.

Wealthfront has courted controversy with risk-parity fund
ADVISOR NEWS FINTECH MAY 28, 2019
Wealthfront has courted controversy with risk-parity fund

Critics see a volatile product that has underperformed benchmarks and contains difficult-to-understand costs.

Mohamed El-Erian named president of Queens' College at Cambridge University
INVESTING LIFE INSURANCE AND ANNUITIES MAY 28, 2019
Mohamed El-Erian named president of Queens' College at Cambridge University

The chief economic adviser at Allianz will take up the position at Cambridge in October 2020, succeeding John Eatwell.

JPMorgan's Dimon criticizes Wells Fargo CEO transition
ADVISOR NEWS WIREHOUSES MAY 28, 2019
JPMorgan's Dimon criticizes Wells Fargo CEO transition

Chief executive says it was 'irresponsible' for the bank to announce Tim Sloan's departure without a succession plan in place.

Legg Mason cuts 12% of staff in revamp as investor Peltz joins board
RIAS PRACTICE MANAGEMENT MAY 24, 2019
Legg Mason cuts 12% of staff in revamp as investor Peltz joins board

Most of the 120 employees being let go are in the United States.

Robinhood is set to raise at least $200 million in new funding
ADVISOR NEWS FINTECH MAY 24, 2019
Robinhood is set to raise at least $200 million in new funding

Valuation of the company offering free app-based trading could climb to as much as $10 billion, sources say

Attempt to ban SALT weakened by strong data
ADVISOR NEWS REGULATION AND LEGISLATION MAY 23, 2019
Attempt to ban SALT weakened by strong data

Northeastern states argue cap will cause devastation, but recent tax filings show revenue increases in New York and New Jersey.