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Client onboarding becomes even more of an advice firm challenge after mergers
ADVISOR NEWS FINTECH JUL 03, 2019
Client onboarding becomes even more of an advice firm challenge after mergers

CTO says firms should think about the human experience as they bring over clients after an acquisition.

Zombie ETFs liquidated at a record pace in first half
INVESTING ETFS JUL 03, 2019
Zombie ETFs liquidated at a record pace in first half

Defunct funds were a casualty of the fee war going in the market for exchange-traded funds.

Funds confront liquidity worries
INVESTING ALTERNATIVES JUN 27, 2019
Funds confront liquidity worries

Some $30 trillion is tied up in difficult-to-trade investments, the Bank of England's Mark Carney noted earlier this year.

White House considers capital gains tax break that would benefit wealthy
ADVISOR NEWS REGULATION AND LEGISLATION JUN 27, 2019
White House considers capital gains tax break that would benefit wealthy

The administration is working on a plan to index capital gains to inflation, and it might do so in a way that bypasses Congress.

Bond ETFs nearing record inflows for first half
INVESTING ETFS JUN 26, 2019
Bond ETFs nearing record inflows for first half

Investors have poured $72 billion into fixed-income funds so far this year amid fears of a slowdown.

Rising nursing home prices bode poorly for the future
ADVISOR NEWS RETIREMENT PLANNING JUN 25, 2019
Rising nursing home prices bode poorly for the future

Georgetown University Medical Center reveals brutal dynamic governing long-term care in America.

Retail derivatives that pay out in bitcoin approved by CFTC
INVESTING ALTERNATIVES JUN 25, 2019
Retail derivatives that pay out in bitcoin approved by CFTC

LedgerX won approval to offer bitcoin spot and physically settled derivatives contracts to clients of any size.

Asset managers hit by ever-rising costs as fees drop
RIAS RIA NEWS JUN 25, 2019
Asset managers hit by ever-rising costs as fees drop

Non-compensation costs have risen to 33% of total expenses, up from 26% in 2014.

Bernie Sanders to propose financial transactions tax to pay off student debt
ADVISOR NEWS REGULATION AND LEGISLATION JUN 24, 2019
Bernie Sanders to propose financial transactions tax to pay off student debt

Plan also provides states $48 billion annually to eliminate undergraduate tuition and fees at public colleges and universities

Wall Street lashes out at Bernie Sanders' plan to pay off student debt with a securities trading tax
RIAS RIA NEWS JUN 24, 2019
Wall Street lashes out at Bernie Sanders' plan to pay off student debt with a securities trading tax

Financial pros argue that a transaction levy will hurt mom and pop investors along with investment houses.