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Investors flee biggest financials ETF at fastest pace since 2008
EQUITIES DEC 19, 2018
Investors flee biggest financials ETF at fastest pace since 2008

The $24 billion Financial Select Sector SPDR Fund saw $1.8 billion of outflows last week

UBS Wealth embraces exotic strategies to battle market headwinds
RIA NEWS DEC 19, 2018
UBS Wealth embraces exotic strategies to battle market headwinds

The strategy draws inspiration from fast-money playbook beloved by hedge funds.

Investors pour record cash into value ETF
EQUITIES DEC 19, 2018
Investors pour record cash into value ETF

Amid the stock market sell-off, strategists have encouraged investors to pick value rather than growth

Growing chasm between rich and poor divides country into two Americas
RIA NEWS DEC 19, 2018
Growing chasm between rich and poor divides country into two Americas

Here are the areas that have shown the biggest increases in concentration of wealthy households.

Wall Street could be facing fewer fines in 2019 as lone SEC Democrat leaves
REGULATION, LEGAL & COMPLIANCE DEC 19, 2018
Wall Street could be facing fewer fines in 2019 as lone SEC Democrat leaves

Surging upfront recruiting checks carry significant risks for independent advisers
ALTERNATIVES DEC 19, 2018
Surging upfront recruiting checks carry significant risks for independent advisers

It's crucial for advisers to kick the tires thoroughly on any potential transition, starting with questions about the firm's capabilities, products, support and financials.

Fed hikes are rare when stocks are this battered
EQUITIES DEC 18, 2018
Fed hikes are rare when stocks are this battered

Investors will be watching the Fed's commentary Wednesday to see what policymakers have to say about the market volatility

Nothing is working for bulls as stocks sell off
EQUITIES DEC 18, 2018
Nothing is working for bulls as stocks sell off

Equity pain is now landing with more force in the U.S. than overseas, with the Russell 2000 index of small caps now in a bear market.

Husband of UBS banker sued by SEC for insider trading
REGULATION, LEGAL & COMPLIANCE DEC 18, 2018
Husband of UBS banker sued by SEC for insider trading

Peter Cho traded derivatives after eavesdropping on conversations about an upcoming deal.

Expanding field of behavioral science provides key insights for advisers
PRACTICE MANAGEMENT DEC 18, 2018
Expanding field of behavioral science provides key insights for advisers

Behavioral finance techniques can help them guide their clients to make not only better investment decisions but healthier financial choices overall.