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ETF that doesn't reveal its assets poised to get SEC OK
INVESTING ETFS APR 09, 2019
ETF that doesn't reveal its assets poised to get SEC OK

Precidian Funds has been waiting four years for the agency's approval

Envestnet adds loan facility to platform
ADVISOR NEWS FINTECH APR 09, 2019
Envestnet adds loan facility to platform

'Credit Exchange' will enable advisers to offer pre-qualified loans to clients.

Buffett urges Wells Fargo to look beyond Wall Street for CEO
RIAS PRACTICE MANAGEMENT APR 08, 2019
Buffett urges Wells Fargo to look beyond Wall Street for CEO

The bank's biggest shareholder says hiring an executive from a financial institution would trigger criticism from Washington, Financial Times reports.

Another 401(k) plan sues Fidelity over 'kickbacks'
ADVISOR NEWS RETIREMENT PLANNING APR 08, 2019
Another 401(k) plan sues Fidelity over 'kickbacks'

Employee for advertising agency Publicis claims the record keeper received undisclosed payments from other fund companies.

FAANGs' $800 billion rally has retail investors calling it quits
INVESTING EQUITIES APR 08, 2019
FAANGs' $800 billion rally has retail investors calling it quits

As Mom and Pop abandon the big tech companies, many are buying cannabis companies.

Factor investing gets a reboot as ebbing demand bites at ETFs
INVESTING ETFS APR 05, 2019
Factor investing gets a reboot as ebbing demand bites at ETFs

ETF providers are trying to woo investors with all-in-one funds that pull together several factors.

UBS considers sale, acquisition and other options for its asset management business
RIAS RIA NEWS APR 03, 2019
UBS considers sale, acquisition and other options for its asset management business

Unit has been hit particularly hard by investor flight to cheaper funds.

Active managers stumble in March after hot start to 2019
INVESTING MUTUAL FUNDS APR 03, 2019
Active managers stumble in March after hot start to 2019

Their poor showing threatens to choke off the opportunity for active management to reassert itself after the market's meltdown late last year.

No CEO and no plan in sight for Wells Fargo
RIAS RIA NEWS APR 03, 2019
No CEO and no plan in sight for Wells Fargo

The next chief executive faces a daunting challenge, with more than a dozen investigations targeting the bank.

Top Democrat proposes revival of plan to eliminate capital gains loopholes
ADVISOR NEWS REGULATION AND LEGISLATION APR 03, 2019
Top Democrat proposes revival of plan to eliminate capital gains loopholes

Plan would require wealthy investors to pay capital gains tax on appreciation of their assets each year.