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Securities America snags $650 million hybrid from LPL
RIA NEWS SEP 04, 2018
Securities America snags $650 million hybrid from LPL

Patriot Financial Group has 33 advisers operating in Massachusetts, Rhode Island and Connecticut.

Janney lands $445 million team from Wells Fargo Advisors
RIA NEWS SEP 04, 2018
Janney lands $445 million team from Wells Fargo Advisors

The five professionals will join Janney in its offices in Connecticut and New York.

Three disruptions reshaping fixed-income markets
FIXED INCOME SEP 04, 2018
Three disruptions reshaping fixed-income markets

Explosion in the amount of market data available will increase the role of technology in bond investing.

Trump touts advantages of capital gains break, but experts aren't convinced
REGULATION, LEGAL & COMPLIANCE AUG 31, 2018
Trump touts advantages of capital gains break, but experts aren't convinced

The president argues that the tax break would boost economic growth.

Trump to issue executive order to expand retirement savings rules for small businesses
RETIREMENT PLANNING AUG 31, 2018
Trump to issue executive order to expand retirement savings rules for small businesses

Labor and Treasury Departments will be asked to review areas such as multiple-employer plans and minimum distributions.

Here's what could happen to your taxes if Democrats regain control of Congress
RETIREMENT PLANNING AUG 30, 2018
Here's what could happen to your taxes if Democrats regain control of Congress

Boosting the corporate tax rate, eliminating carried interest and modifying the pass-through provision are among the possibilities Democrats are discussing.

Airports open virtual-reality, video game lounges
RIA NEWS AUG 30, 2018
Airports open virtual-reality, video game lounges

Harried travelers need something to distract them besides beer, burgers and duty-free shops.

Ameriprise scoops up $140M family team from Wells Fargo
RIA NEWS AUG 30, 2018
Ameriprise scoops up $140M family team from Wells Fargo

Peter De Arcangelis will be joined at Ameriprise by his wife and his daughter.

As ESG investments boom, asset managers seek out fixed-income options
FIXED INCOME AUG 30, 2018
As ESG investments boom, asset managers seek out fixed-income options

Bonds have potential to be a popular ESG asset class for impact investors.

Using Social Security to fund paid parental leave is not the way to go
RETIREMENT PLANNING AUG 29, 2018
Using Social Security to fund paid parental leave is not the way to go

Marco Rubio's proposed bill would increase spending.