Caleb R. Overton raised the money to invest in an S&P 500 ETF but instead allegedly played options and lost all but $34,000 in a little over a year.
Top leaders at the firm will be measured on the progress of diversity goals on their scorecard, as they are with other business priorities.
Cuts are global and follow a business review
The four-person adviser team got its start in 1987.
Firm's new mobile investing platform gives clients 100 free trades in the first year and free equity research.
Encryption using blockchain technology coming later this year.
No response so far from Fed Chairman Jerome Powell, but all eyes are on him for a reaction
Long Island-based group was being paid to promote the stock.
Lending to state and local governments has surged since the financial crisis.
Uncertain growth in the global economy tops the list; Turkey is at the bottom.
