Firm is in talks to acquire at least part of CTC/myCFO from Bank of Montreal.
The complaint illustrates the persistence of such accusations among the nation's more than 600,000 securities brokers.
Michael Siva was one of seven people charged with securities fraud last year.
Latest problem for bank relates to whether employees improperly altered customer data.
Buyers have included affiliates of the Pritzker family, Bill and Melinda Gates, and the family office of Seattle Seahawks owner Paul Allen
Fears of antagonizing voters ahead of mid-term elections prompts GOP lawmakers to reconsider vote on bill.
The largest U.S. bank agrees to pay $19.5 million to members of class-action lawsuit alleging racial discrimination that's 'uniform and national in scope'
The firm advertised the superiority of a hypothetical portfolio that used back-tested quantitative research.
The Fidelity Zero Total Market Index Fund attracted $753.5 million, while the Fidelity Zero International Index Fund drew in $234.2 million.
Patriot Financial Group has 33 advisers operating in Massachusetts, Rhode Island and Connecticut.
