William Brunner had resigned from Investment Planners Inc. last May.
U.S. authorities investigating whether unit inappropriately sold clients in-house investments.
'Ike' Ikokwu also must pay $80,000 civil penalties and repay $65,000 to investors.
US authorities investigating whether unit inappropriately sold clients in-house investments.
Family concedes award is 'legally indefensible'; bank says it 'acted in good faith.'
Study shows risks and rewards of market timing are more costly than you may think.
Governor revises fiscal plan as others question the rally's staying power
Hybrid firm Riverstone Wealth Partners based in St. Charles and Naperville, Ill.
The W Source will help Ladenburg's female advisers build business referrals.
