Bloomberg

Bloomberg
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ADVISOR NEWS RETIREMENT PLANNING MAY 18, 2018
Rich are abuzz over tax-cutting dynasty trusts

Tax overhaul's doubling of the estate-tax exemption to $22 million has generated interest in the trusts

ADVISOR NEWS REGULATION AND LEGISLATION MAY 18, 2018
Wells Fargo's latest issue emerges amid bank's rebranding campaign

News that bank's wholesale unit altered the records of corporate clients sent its stock lower Thursday

RIAS RIA NEWS MAY 17, 2018
Employees at best places to work focus on the person — and the fun

Employees at best places to work firms focus on the person and fun.

INVESTING ALTERNATIVES MAY 17, 2018
JPMorgan Chase to make alt investments available to the many

Bank plans to slash minimum buy-in to $100,000 from $10 million.

RIAS RIA NEWS MAY 16, 2018
Jordan Belfort, 'Wolf of Wall Street,' falling behind on restitution

Still owes $97 million; lawyer says he's 'cash strapped'; prosecutors say he's a 'deadbeat.'

ADVISOR NEWS REGULATION AND LEGISLATION MAY 16, 2018
SEC, Finra nab two firms for AML violations

Chinese bank unit fined $5.3 million over anti-money laundering laxity.

RIAS RIA NEWS MAY 16, 2018
California RIA William Jordan settles with SEC on fraud charges

Adviser consents to permanent injunction; court will determine penalties.

ADVISOR NEWS RETIREMENT PLANNING MAY 16, 2018
Mass Mutual to hike some LTC premiums by 77%

Move will affect 54,000 policyholders with older policies.

RIAS PRACTICE MANAGEMENT MAY 15, 2018
Iconiq Capital co-founder leaves to start rival wealth-management firm

Calls out conflicts of interest in the industry.

ADVISOR NEWS FINTECH MAY 15, 2018
ETF flows show tech is back in vogue

The PowerShares QQQ Trust Series ETF took in more than $2 billion last week