Firm is moving to fees based on the amount of each customer's assets.
Upcoming reports on companies' profits may fail to fulfill high expectations.
Holders remain in 50 exchange-traded notes the British bank will close Thursday
Customers alleged Scott W. Palmer made unsuitable energy stock recommendations.
Also censures firm, which agrees to review its supervision practices.
From saving tiny lizards to conserving hallway lights, firms actively embrace value of sustainability.
Domingo Gonzalez deposited client check into his bank account and spent it.
William Brunner had resigned from Investment Planners Inc. last May.
James Brewer advises both small 401(k) clients, wealthy individuals.
Purchase results in 28% growth, making it the fourth-largest ETF issuer in the U.S.
