Bloomberg

Bloomberg
Displaying 13046 results
REGULATION, LEGAL & COMPLIANCE NOV 27, 2017
Tax-hike fears fuel talk of relocating

Wall Street crowd might consider moving to avoid a potential tax hike under congressional proposals.

PRACTICE MANAGEMENT NOV 27, 2017
CFPB in flux as dueling heads show up to lead

White House and the bureau itself both say the law is on their side over who gets to name new chief.

RIA NEWS NOV 22, 2017
SEC hack said likely to involve Eastern European criminals

The hackers may have had access to the agency's Edgar filing system for months.

PRACTICE MANAGEMENT NOV 22, 2017
Mom-and-pop shops are threatening the mall this holiday season

Spending growth at mom-and-pop businesses has outpaced that of the big chains in the past two years.

PRACTICE MANAGEMENT NOV 21, 2017
J.P. Morgan Securities fined $1.25 million by Finra

Firm failed to fingerprint 95% of its non-registered personnel.

FINTECH NOV 21, 2017
Wealth managers inundated with questions on bitcoin

5 advisers offer suggestions on the latest soaring asset to confound investors.

RIA NEWS NOV 21, 2017
Investors' bitcoin questions rise along with asset's value

5 advisers offer suggestions on the latest soaring asset to confound investors.

PRACTICE MANAGEMENT NOV 20, 2017
Harvey Weinstein-like behavior won't be tolerated by this adviser group

XY Planning Network calls out sexual harassment and issues new code of conduct.

RIA NEWS NOV 20, 2017
Should America's upper-middle class take the biggest tax hit?

Under the House bill, they would be hurt more than the middle class and the super rich.

REGULATION, LEGAL & COMPLIANCE NOV 17, 2017
Senate committee approves tax plan but full passage not assured

Several Republican senators expressed reservations about the bill, and the GOP cannot afford too many defections.