Charges participation in securities sales without being registered.
Improvement reflect firm's shift of more clients into fee-based accounts priced on asset levels, which boosts results as markets rise.
Chairman McNabb cites 'a lot of leverage' and 'a lot of speculation' in the current volatility.
Matthew Kerby declined to participate in hearing looking into allegations.
ProShares and VanEck offerings are among those withdrawn at the agency's request.
Two new funds asked to remove the term from their titles at last minute
In contrast to Wells Fargo and JPMorgan Chase, bank makes no mention of gains for staff or charity, but calls out cash to clients exclusively.
World's biggest companies including BlackRock are expected to benefit greatly from changes in U.S. tax plan.
Proposal would eliminate the state income tax on wage earners, to compensate for loss of deductions
