Bloomberg

Bloomberg
Displaying 13046 results
REGULATION, LEGAL & COMPLIANCE NOV 09, 2017
Tax reform: House bill revisions include lower pass-through rate for small businesses

Last-minute changes also include restoration of adoption credit and elimination of limits on interest deductions for car dealers.

FINTECH NOV 08, 2017
Capitect using technology to deliver 'mass personalization' to portfolios

Software could disrupt model marketplaces and increase value of investment management

RIA NEWS NOV 07, 2017
Finra bars former AXA broker for no-show

Adam Ocner allegedly took funds from branch manager.

ALTERNATIVES NOV 07, 2017
Bridgewater founder defends co-CEO Greg Jensen as a 'man of high character'

The hedge fund paid a more than $1 million settlement to a woman who had a relationship with the top exec, according to Wall Street Journal report.

ALTERNATIVES NOV 06, 2017
Lehman's Dick Fuld expanding into p-e offerings, hedge funds

The ex-CEO's firm, Matrix Private Capital Group, is opening offices in Los Angeles and Palm Beach, Fla.

RIA NEWS NOV 06, 2017
Super OSJ managing $744 million leaves NPC

California-based Elite Financial Network jumps to Securities America

WOMEN ADVISOR COMMUNITY NOV 03, 2017
Women at Fidelity describe culture of bias, revenge

CEO Abigail Johnson has promised to root out the mistreatment of women

RIA NEWS NOV 03, 2017
Former First Allied broker barred

Masood Husain Azad failed to provide information about outside trades.

RETIREMENT PLANNING NOV 02, 2017
Tax bill has huge changes for firms, individuals

The House legislation includes "no changes" to popular 401(k) retirement plans, but includes a measure to cut the corporate tax rate to 20%.

RIA NEWS NOV 02, 2017
Trump picks Jerome Powell to lead Federal Reserve at a tricky time

New chairman would confront any slump in economic growth with little in his policy arsenal