Brian Hogan, head of the Boston-based firm's equity group, held the discussion last Monday with employees to stress the firm's zero-tolerance policy for inappropriate workplace conduct
Bank of America unit omitted two years' worth of transactions, incurring a U.K. penalty under European markets regulations.
GOP reportedly had been considering reducing the cap on the annual amount workers can set aside for 401(k)s.
Families, once seen as slow and inexperienced investors, have changed in the past few years.
Complaint alleges Nicklaus Moser and his firm deceived investors.
The program will parse regulatory filings and more than a million news stories to establish a portfolio of 30 to 70 stocks.
The actively managed EventShares funds aim to track Republican, Democratic policies.
Blackstone has focused on investors with $5 million in assets while Carlyle has partnered with OppenheimerFunds to reach individuals seeking higher yields.
Keeping the deduction means losing the $1.3 trillion in revenue its repeal was expected to produce.
