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RETIREMENT PLANNING SEP 28, 2017
How parenthood really affects your ability to save for retirement

The financial effects of having children can last for the rest of your life, according to a new study.

RIA NEWS SEP 28, 2017
Ameriprise wins $179 million adviser team

Phil Nguyen and Todd Ferreira in Campbell, Calif., were with Purshe Kaplan Sterling.

EQUITIES SEP 28, 2017
Investors see stock market correction ahead — but most aren't doing anything about it

More than half in survey expect a decline that will wipe out significant gains, but only 18% are taking steps to shield their portfolios.

REGULATION, LEGAL & COMPLIANCE SEP 27, 2017
Trump tax plan: Congress to decide how much top earners will pay

New details of President Donald J. Trump's tax plan released Wednesday propose cutting the top individual rate to 35%, while leaving it to Congress whether to create another bracket for those with higher income.

REGULATION, LEGAL & COMPLIANCE SEP 27, 2017
Lynn Tilton wins SEC fraud trial

An administrative law judge ruled in favor of Ms. Tilton over allegations that she and her firm, Patriarch Partners, bilked investors out of more than $200 million.

PRACTICE MANAGEMENT SEP 27, 2017
Fidelity has 'real need' to recruit more women, Johnson says

Female clients prefer female advisers, the fund giant has found

REGULATION, LEGAL & COMPLIANCE SEP 25, 2017
Finra bars former rep over collectibles

Dale Earl Krueger allegedly used customer funds to buy medals.

RIA NEWS SEP 22, 2017
Realtors and teachers join coalition's fight to preserve a federal tax deduction

Americans Against Double Taxation is the latest organization to mobilize in fierce battle to preserve loopholes, deductions and other benefits.

The best and worst countries to work in
PRACTICE MANAGEMENT SEP 22, 2017
The best and worst countries to work in

Find out which country gets the highest marks as a place to work and raise a family and for making foreigners feel welcome.

PRACTICE MANAGEMENT SEP 22, 2017
The real reasons why bonuses are shrinking

For the first time in seven years, employer spending on bonuses has declined.