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Another snafu in DOL's plan to update fiduciary standard
RETIREMENT PLANNING MAR 19, 2012
Another snafu in DOL's plan to update fiduciary standard

Letter sent to industry groups gave some one day to provide requested information; short notice

Sen. Toomey: 'Money funds are under attack'
MUTUAL FUNDS MAR 19, 2012
Sen. Toomey: 'Money funds are under attack'

SEC regulations threaten the viability of money market funds, says Pennsylvania GOP Senator Pat Toomey

Industry pushes back even before SEC makes money fund reform proposal
MUTUAL FUNDS MAR 19, 2012
Industry pushes back even before SEC makes money fund reform proposal

Sparks are already flying from the SEC's release of proposed reforms to money market funds, which are expected sometime within the next few weeks.

Outperforming Pimco Total Return ETF switches up ticker
ETFS MAR 18, 2012
Outperforming Pimco Total Return ETF switches up ticker

The Pimco Total Return ETF is getting a new ticker symbol April 4.

Finra taking an interest in wholesalers' role in product sales
REGULATION AND LEGISLATION MAR 18, 2012
Finra taking an interest in wholesalers' role in product sales

Finra's concerns over wholesalers include how well-trained the sales force is, what information they possess and the reasonable basis for suitability

MUTUAL FUNDS MAR 15, 2012
Mutual fund mecca in city best known for brats and beer

EQUITIES MAR 15, 2012
Apple may have more juice left in its shares

For small-caps, negative sentiment a big positive: Schachter
RIA NEWS MAR 15, 2012
For small-caps, negative sentiment a big positive: Schachter

Snow Capital PM looks to buy stocks when they're out of favor; big on health care, infrastructure stocks

REGULATION AND LEGISLATION MAR 15, 2012
Obama targets financial fraud with special unit

REGULATION AND LEGISLATION MAR 15, 2012
SEC's suit against Citigroup on hold