Bloomberg

Bloomberg
Displaying 13046 results
MUTUAL FUNDS APR 10, 2011
$52M CEO fails to stop rot at AllianceBernstein

Peter Kraus has worked for more than two years to stem client defections from investment manager AllianceBernstein LP

SEC budget woes on full display at conference
REGULATION, LEGAL & COMPLIANCE APR 08, 2011
SEC budget woes on full display at conference

Officials forced to go virtual rather than show up in person; plenty of glitches

FIXED INCOME APR 08, 2011
Nassim Taleb: Two lousy bets every investor should avoid

'Black Swan' author says steer clear of Treasuries, U.S. greenback; 'Euro has Germany, the dollar has nothing'

How to 'backdoor' emerging markets in 2011
EMERGING MARKETS APR 08, 2011
How to 'backdoor' emerging markets in 2011

Emerging markets remain red-hot among investors, but rather than just making a broad sector bet, advisers should look for specific and strategic exposure to these economies as a way to minimize risk and take advantage of sweet deals.

Note to self: Think before you press 'send'
FINTECH APR 07, 2011
Note to self: Think before you press 'send'

Increasingly, e-mail blunders are coming back to bite financial advisers and the firms they work for

INDEPENDENT BROKER DEALERS APR 07, 2011
Jefferies pays $2M to resolve Finra claims over brokers' disclosures

Jefferies Group Inc. (JEF) agreed to pay about $2 million to resolve Financial Industry Regulatory Authority claims that three employees failed to disclose conflicts of interest while selling auction-rate securities.

Next big move for S&P 500 is down, Sierra's Wright says
RIA NEWS APR 07, 2011
Next big move for S&P 500 is down, Sierra's Wright says

Fund manager believes 15% plunge may be coming; a recession, to boot

Top tax rate would go sky-high under new proposal
LIFE INSURANCE AND ANNUITIES APR 07, 2011
Top tax rate would go sky-high under new proposal

Rep. Schakowsky want big increase in marginal rates for millionaires, billionaires

LIFE INSURANCE AND ANNUITIES APR 06, 2011
Top tax rate would go sky-high under new proposal

U.S. millionaires would face an annual income tax increase of at least 10% under a deficit reduction measure proposed by Rep. Jan Schakowsky, R-Ill

RIA NEWS APR 05, 2011
Higher earnings are creating a dividend bonanza

Record earnings fueled by the highest profit margins since 1993 are giving executives more leeway than ever to boost dividends as the bull market enters its third year