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RIA NEWS MAY 05, 2011
Gold plunges in 'pure panic selling'

The price of gold headed for its biggest one day loss in 18 months. This follow a big selloff on Tuesday. The question: Is the bull market for bullion finally coming to an end?

Finra to investors:  Watch out for these hot investments
FIXED INCOME MAY 05, 2011
Finra to investors: Watch out for these hot investments

Regulator issues alert about structured products, bank loan funds; 'significant recent inflows'

ALTERNATIVES MAY 05, 2011
Use of options by financial advisers is now commonplace

As financial advisers' use of options becomes more routine, the unsurprising results of a survey showed that advisers managing the most assets are “significantly” more likely to use the derivatives than peers with smaller amounts

Wells Fargo looking to sell H.D. Vest: Sources
RIA NEWS MAY 05, 2011
Wells Fargo looking to sell H.D. Vest: Sources

Said to be seeking buyer for brokerage and tax-advice firm; part of revamp of wealth management unit?

Finra wants B-Ds to share info on revenue sharing
MUTUAL FUNDS MAY 05, 2011
Finra wants B-Ds to share info on revenue sharing

Proposal would require broker-dealers to publicly disclose information about shelf space payments from mutual funds

RIA NEWS MAY 05, 2011
'Chicken step' hybrid funds see record inflows

More money than ever is flowing to mutual funds that buy both stocks and bonds, a sign that individuals are starting to return to equities during the most volatile bull market since 1942

Gundlach, RiverNorth team to offer 'alternative' fixed-income fund
FIXED INCOME MAY 03, 2011
Gundlach, RiverNorth team to offer 'alternative' fixed-income fund

Plenty of moving parts in Strategic Income Fund; targeting 6% yield

Team leaders must 'walk the talk' in conveying mission
PRACTICE MANAGEMENT MAY 01, 2011
Team leaders must 'walk the talk' in conveying mission

Being an effective leader of a financial advisory team is difficult, complicated and at least as important as client-focused activities such as business development and customer service, according to a team consultant for Morgan Stanley Smith Barney LLC.

S&P 'shot across the bow' could be start of financial fix for U.S.
REGULATION, LEGAL & COMPLIANCE APR 29, 2011
S&P 'shot across the bow' could be start of financial fix for U.S.

Amid the financial crisis of 2008, ratings agencies were villified by press and public alike. But S&amp;P's lowering of its credit rating outlook for Uncle Sam was hailed by some as a crucial step in getting lawmakers to do something about the crushing federal deficit. | <font color = blue>Benjamin: Run on Treasuries a flight to crazy</font>

EMERGING MARKETS APR 29, 2011
Mobius talks Turkey: Best bet in emerging Europe

Templeton fund manager plans to plow another $250M into Turkish equities