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EQUITIES JUL 14, 2010
Sector snapshot: The biggest threat to health care stocks

The specter of higher costs continues to hang over the health care sector – a threat that is preventing most health care stocks from benefiting from the new reform package.

REGULATION AND LEGISLATION JUL 14, 2010
Reform bill a winner, says head of state securities group

Crawford says legislation gives states a voice on oversight council

BlackRock's Stattman, other top investors placing chips on blue chips
RIA NEWS JUL 13, 2010
BlackRock's Stattman, other top investors placing chips on blue chips

Okay, large caps are boring. But top asset managers like Dennis Stattman and Jeremy Grantham see a 'once-in-a-lifetime' buying opportunity in these undervalued -- and dividend paying -- stocks.

So where are all the muni bond defaults?
RIA NEWS JUL 13, 2010
So where are all the muni bond defaults?

Office closings. Job reductions. Cutting back on flowers at psychiatric hospitals. States are trying anything and everything to make sure they don't miss debt payments. And so far, they're succeeding.

OPINION JUL 13, 2010
Study This: Why a Fiduciary Standard Will STILL Come Up Short

SEC will impose fiduciary standard on brokers: Barney Frank
REGULATION AND LEGISLATION JUL 13, 2010
SEC will impose fiduciary standard on brokers: Barney Frank

'We gave the SEC the power to do it', the Congressman said just moments before the House passed the financial-reform bill. 'And they're going to do it.'

Bill Gross is buying BP bonds; loads Total Return up on U.S. debt
FIXED INCOME JUL 13, 2010
Bill Gross is buying BP bonds; loads Total Return up on U.S. debt

Bill Gross, co-chief investment officer at Pacific Investment Management Co., recently bought $100 million of shorter maturity BP Plc bonds

ETFS JUL 13, 2010
Separated by faith only: Religion-based ETFs don't really differ, says S&P

The concept of offering faith-based exchange-traded funds is novel, but the offerings available to prospective investors barely differentiate themselves from one another — and are often too expensive — according to a new report from Standard & Poor's.

REGULATION AND LEGISLATION JUL 13, 2010
Regulators 'gone wild'? Advisers sue state of Utah

In an apparent first, two former financial advisers have filed a lawsuit against a state government, claiming that it violated their civil rights.

PRACTICE MANAGEMENT JUL 12, 2010
Would LeBron James make a good fiduciary? (Blog)

Whether or not he knows it, by setting his objective, doing his due diligence, following a process, and focusing on his goal, LeBron exhibited the skills of a good fiduciary.