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REGULATION AND LEGISLATION JUL 08, 2010
Incite: Fund managers' defense of 'two and 20' tax treatment doesn't add up

Members of Congress want to quash a tax break that favors fund managers. Guess what fund managers think of the plan?

Miami Heat cools investor interest in the Knicks
RIA NEWS JUL 08, 2010
Miami Heat cools investor interest in the Knicks

The Miami Heat cooled off investor interest this month in Madison Square Garden Inc., the company that owns the New York Knicks.

REGULATION AND LEGISLATION JUL 08, 2010
Little recourse for reps whose info was exposed by regulator

Advisers in Massachusetts whose personally indentifiable information was accidentally released by a state regulator likely have little recourse, experts say.

PRACTICE MANAGEMENT JUL 08, 2010
Wall Street hiring jumps most since 2008

The removal of uncertainty regarding Congress's financial reform bill may reinforce the employment rebound as some bankers are being offered guaranteed bonuses.

MUTUAL FUNDS JUL 07, 2010
Flexible approach needed in regulating funds use of derivatives: ABA

Assessing risks from mutual funds' use of synthetics requires principals-based approach, group's task force tells SEC

RIA NEWS JUL 07, 2010
Adviser info leaked

Advisers in Massachusetts were stunned after receiving a letter from the Massachusetts Securities Division, announcing that the regulator had accidentally leaked personal information on some 139,000 advisers registered in the Bay State.

REGULATION AND LEGISLATION JUL 07, 2010
Incite: Morgan Keegan suits leave auditor speechless

The SEC, Finra and four states have charged Morgan Keegan with fraudulently overvaluing several bond funds in 2007. Apparently, that hasn't moved accountant PwC to revisit its audit of the funds

RIA NEWS JUL 07, 2010
Peter Schiff: Why Paul Krugman should lose his Nobel Prize

In his latest weekly New York Times column, Nobel Prize-winning economist Paul Krugman put forward arguments that were so nonsensical that the award committee should ask for its medal back.

T. Boone: BP a good buy
RIA NEWS JUL 06, 2010
T. Boone: BP a good buy

Boone Pickens bullish on BP -- the oil company, that is; 'a little more heat' to come

RIA NEWS JUL 06, 2010
Jeffrey Saut: The call of the week

Depressions, and recessions, are even more difficult to predict than the stock market. Yet, most economists agree the recession ended around this time last year.