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REGULATION, LEGAL & COMPLIANCE MAY 14, 2010
Prosecution of Wall Street titans? Short it

Revelations about the firms' shadier practices incensed both politicians and the public. Don't count on any indictments being handed out, however

REGULATION, LEGAL & COMPLIANCE MAY 14, 2010
Ex-Credit Suisse broker avoids prison -- for now

Former Credit Suisse Group AG broker Eric Butler will remain free while a judge reviews a decision that ordered him to prison during the appeal of his conviction for fraudulently selling securities that cost investors more than $1.1 billion in losses.

EQUITIES MAY 14, 2010
Waddell & Reed: Don't blame us for market tailspin

Waddell & Reed Financial Inc., the mutual-fund manager started in 1937, said it didn't intend to disrupt markets on May 6 when the plunge in stocks temporarily erased more than $1 trillion of value.

Bernanke lays a beat down on bond vigilantes
FIXED INCOME MAY 12, 2010
Bernanke lays a beat down on bond vigilantes

Low-inflation has investors flocking to U.S. Treasurys, despite sky-high deficits: U.S. the 'least dirty shirt' says Pimco's Gross

RIA NEWS MAY 12, 2010
Latest fascination for hedgies? Mutual funds

The prospect of tough new regulations in Europe has hedge funds hopping on the 'Ucits' bandwagon. But questions about liquidity, custody dog these collective-investment vehicles

Roubini: U.S. likely target for 'bond vigilantes'
RIA NEWS MAY 12, 2010
Roubini: U.S. likely target for 'bond vigilantes'

Dr. Doom says bond traders may start unloading government paper -- and, in turn, drive the price of borrowing up

RIA NEWS MAY 12, 2010
Smith Barney deal helps boost Morgan Stanley earnings

Morgan Stanley, in its first profit report under Chief Executive Officer James Gorman, posted earnings that beat analysts' estimates as fixed-income trading revenue more than doubled from a year earlier.

Stock pickers: Price plunge makes for buying opportunity
RIA NEWS MAY 11, 2010
Stock pickers: Price plunge makes for buying opportunity

With corporate earnings improving -- and share prices way down -- P/e ratios suddenly look more attractive

European shares, U.S. futures soar on EU rescue package
RIA NEWS MAY 10, 2010
European shares, U.S. futures soar on EU rescue package

Following an emergency session, the European Union unveiled a $1T plan to backstop sovereign debt on the continent. The result? World stock prices are surging | <a href=http://www.investmentnews.com/article/20100510/FREE/100519998>UBS: 'All in' bet to boost Euro a temporary fix</a>

MUTUAL FUNDS MAY 10, 2010
New Janus CEO to focus on mutual fund inflows, says firm's chairman

Mutual fund company tabs former COO at Pimco as its next chief executive.