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ALTERNATIVES OCT 27, 2008
New-home sales rise in September

The latest data from the Department of Commerce indicate sales of new single-family homes rose slightly in September from August while average home prices fell to their lowest level in almost three years.

LIFE INSURANCE AND ANNUITIES OCT 27, 2008
Insurers fight to regain waning confidence

Amid bad news in the financial sector, life insurance executives were urged to fight for clients’ trust in their industry and products at the research organization’s annual meeting in Hollywood, Fla.

MUTUAL FUNDS OCT 26, 2008
Guided by the stars

At least one portfolio manager claims to be staying one step ahead of the market mayhem, thanks to the stars.

RIA NEWS OCT 26, 2008
Advisers wary despite oil price drop

With the economy in the throes of a financial crisis, financial advisers have found a silver lining in recent declines in crude-oil prices, but many are still skeptical about jumping into the energy market right away.

RIA NEWS OCT 26, 2008
Some former bears salivate in aftermath of market tumble

Some longtime bearish market gurus have turned bullish.

RIA NEWS OCT 26, 2008
Cash is now new king

The financial markets' continuing woes are driving some financial advisers to rethink the notion of buying and holding for the long term, opting instead for strategies that look a lot like market timing.

INDEPENDENT BROKER DEALERS OCT 26, 2008
LPL to offer vigorous defense in broker fraud case

LPL Financial plans a spirited defense against claims that it was negligent in its supervision of a rogue broker who allegedly stole $5 million from at least 40 victims, many from his church in Phoenix.

RIA NEWS OCT 26, 2008
Investors using beat-up stock for cheap loans

When Dr. Debra Zelinsky decided to buy an office condo in the Chicago area to expand her flourishing neural-optometry practice early this year, she faced a dilemma.

RIA NEWS OCT 26, 2008
Schwab dominates rivals in Citi survey of RIA custodians

Charles Schwab & Co. Inc., the pioneer of discount brokerage and the first broker to focus a business unit solely on independent investment advisers, appears to have proved once again that it pays to be first.

RIA NEWS OCT 26, 2008
Custodians, RIAs to launch awareness campaign

Registered investment advisers who are frustrated with getting a blank stare when they tell potential clients that they are independent and not a broker-dealer, are being asked to unite around a new branding campaign called OneVoiceRIA.