UBS advisers surpass the $1 million-per-FA revenue mark as the bank's U.S. wealth unit is the lone bright spot in a rough quarter. Bruce Kelly reports.
Market strategist turned adviser says many similarities today to early '80s bull.
Regulatory reform and protecting independent contractor reps also big.
For the second-straight year, LPL plans to raise the fees its reps must pay. The reason? For one, higher insurance costs. The B-D is also cutting some bonuses.
National Holdings raising nearly $9M in private placement
